Open Financial Exchange

Results: 473



#Item
38116 of 20 EXHIBIT 5 Text of the Proposed Rule Change: 1

16 of 20 EXHIBIT 5 Text of the Proposed Rule Change: 1

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Source URL: www.sec.gov

Language: English - Date: 2009-12-15 09:20:04
382SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]December 7, 2012 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEARCA[removed]December 7, 2012 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Chan

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Language: English - Date: 2012-12-09 15:48:55
383Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Waiver of Transaction Fee for Public Customer Orders in SPDR Options Executed in Open Outcry or in the Automated Improvement M

Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Extension of Waiver of Transaction Fee for Public Customer Orders in SPDR Options Executed in Open Outcry or in the Automated Improvement M

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Source URL: www.sec.gov

Language: English - Date: 2010-12-06 10:11:27
384Notice of Filing of Proposed Rule Change to List and Trade the Accuvest Global Opportunities ETF under NYSE Arca Equities Rule 8.600

Notice of Filing of Proposed Rule Change to List and Trade the Accuvest Global Opportunities ETF under NYSE Arca Equities Rule 8.600

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Source URL: www.sec.gov

Language: English - Date: 2011-12-02 10:03:28
38519 of 20 EXHIBIT 5 Additions underscored Deletions [bracketed] Rules of NYSE MKT LLC

19 of 20 EXHIBIT 5 Additions underscored Deletions [bracketed] Rules of NYSE MKT LLC

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Source URL: www.sec.gov

Language: English - Date: 2013-12-17 09:17:51
386Exhibit 5 to File No. SR-NYSE[removed]; Date: [removed]

Exhibit 5 to File No. SR-NYSE[removed]; Date: [removed]

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Source URL: www.sec.gov

Language: English - Date: 2010-09-23 10:18:10
387SECURITIES AND EXCHANGE COMMISSION

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2009-12-03 12:18:38
388SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]November 19, 2012 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change to Addres

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-CBOE[removed]November 19, 2012 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Proposed Rule Change to Addres

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Source URL: www.sec.gov

Language: English - Date: 2012-11-20 13:52:42
389Notice of Filing of Proposed Rule Change to Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers (“DMMs”)

Notice of Filing of Proposed Rule Change to Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers (“DMMs”)

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Source URL: www.sec.gov

Language: English - Date: 2011-11-14 11:31:06
390Federal Register / Vol. 68, No[removed]Thursday, October 16, [removed]Notices the mechanisms of a free and open market and to protect investors and the public interest. In addition, the PCX believes that the proposed rule c

Federal Register / Vol. 68, No[removed]Thursday, October 16, [removed]Notices the mechanisms of a free and open market and to protect investors and the public interest. In addition, the PCX believes that the proposed rule c

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Source URL: www.sec.gov

Language: English - Date: 2004-06-15 10:35:59